http://www.goinglegal.com en-us editorial@articlealley.com In the wake of the stock market crash of 1929, Congress decided that something needed to be done to rein in our unregulated capital markets, with a view to preventing another similar disaster. The first laws passed were contained in the Securities Act of ... http://www.goinglegal.com/the-laws-that-impact-the-securities-markets-2438569.html 25th June 2015 Private companies going public seek to raise capital for a variety of reasons. This capital may be sought from the sale of equity ownership of the corporate entity or debt such as a loan. Frequently, loans are considered to be securities and as such, are ... http://www.goinglegal.com/promissory-notes-101-2438348.html 18th June 2015 On July 10, 2013, the Securities and Exchange Commission (the "SEC" or "Commission") adopted amendments to rules promulgated under Regulation D of the Securities Act of 1933, as amended (the "Securities Act") to implement Section 926 of the Dodd-Frank Wal... http://www.goinglegal.com/rule-506--not-for-bad-actors-anymore-2438186.html 17th June 2015 Stock scalping refers to the illegal and deceptive practice of recommending that others purchase a security while secretly selling the same security. In recent years, the SEC and Justice Department have brought an increasing number of cases alleging secu... http://www.goinglegal.com/stock-scalping-2438056.html 08th April 2015 OTCMarkets Group operates the world's largest electronic inter-dealer quotation system for broker-dealers to trade unlisted securities. The OTCMarkets Group categorizes issuers into three tiers to fit the wide spectrum of OTC issuers. The OTC Pink Tier... http://www.goinglegal.com/otc-pink-sheets-101-2437936.html 08th April 2015